Tag: Calton

 Calton & Associates, Inc. announced the promotion of Christopher (“Chris”) Cokinis to Chief Compliance Officer (CCO) and will retain his title of Senior Vice-President (SVP). In this role, Chris will be responsible for the compliance oversight function and serve as a liaison for the firm on compliance matters with its regulators, including FINRA, the SEC, and the states. Chris will be based in the firm’s Tampa headquarters, reporting to Randall (“Randy”) Ciccati, Chief Executive Officer. In coming to Calton & Associates, Cokinis was inspired by the firm’s dedication to the independent space and looks forward to working with advisors who ... Read more