Author: dorietarenorerer
Heather B. Middleton, Counsel, Riker Danzig Scherer Hyland and Perretti LLP to Speak at The Knowledge Group’s Webcast
https://knowledgewebcasts.com/know-portfolio/finra-arbitration-and-enforcement-cle-cpe/ About Heather Middleton Heather B. Middleton is Counsel in the Securities Litigation, Arbitration, Regulation and Investigations Practice of Riker Danzig Scherer Hyland & Perretti LLP. With extensive experience representing broker-dealers and financial advisers in FINRA arbitrations as well as in state and federal court matters, Heather focuses her practice on defending financial services firms and their employees in securities litigation, regulatory investigations, and in enforcement proceedings. She has successfully defended investor and employment claims relating to a broad range of issues, and has handled regulatory matters involving complex issues including order handling, mini flash crash, research practices, electronic blue ... Read more